July 18, 2022

HARVARD and CABEZONE, two early Cold War CIA Projects affecting Soviet and East European Defectors ©


In January 1950, the National Security Council (NSC) issued Intelligence Directive No. 13, entitled  "Exploitation of Soviet and Satellite Defectors Outside the United States." This directive specifically defined defectors as,  

·      Individuals who escape from the control of the USSR or countries in the Soviet orbit, or who, being outside such jurisdiction or authority, are unwilling to return to it, and who are of particular interest to the U.S. Government because:

 

o   They are able to add valuable new or confirmatory information to existing U.S. knowledge of the Soviet world, and

o   Their defection can be exploited in the psychological field

 

NSC authorized and directed that "The Central Intelligence Agency shall be responsible for the covert exploitation of defectors, and shall … coordinate all matters concerned with the handling and disposition of declared defectors from the Soviet Union and the satellite states in order to assure the effective exploitation of all defectors for operational, intelligence, or psychological purposes by the U.S. Government."  

 

NSC Directive No. 13 included these points:

 

Subject to the overall direction of the Chief of Mission, CIA representatives in the field shall have operating responsibility outside the U.S. occupied areas for: 

 

a.   Providing secure facilities and preliminary assessment of a defector’s bona fides and his intelligence or other potential value to the U.S. Government.

b.   Assuring that the other IAC (International Advisory Committee) agencies have adequate opportunity to exploit a defector for intelligence or operational purposes, including immediate access to the defector in the field.

c.    Arranging secure movement of defectors as required.

Project HARVARD was activated initially in 1948 to provide safe-house and Operational aid facilities for all CIA activities in Germany. HARVARD was expanded in 1952 when the CIA set up the "Defector Reception Center" (DRC) near Frankfurt and Kaiserslautern. The objectives of the Project were changed when HARVARD was assigned 

           responsibility for the rehabilitation and resettlement of defectors, agents, and agent-trainees as their usefulness to the CIA is exhausted. In this latter capacity, HARVARD strives, insofar as possible, to resettle some of these individuals with an eye to their future usefulness for defector inducement and Psychological warfare purposes. In effect, HARVARD handles the resettlement aspects of the Defector Program, to which, under NSCID No. 13, the CIA is firmly committed. 

CIA had another defector project at the Frankfurt, cryptonym CABEZONE, which was financially separately supported by HARVARD. Actual debriefing and interrogation of defectors and potential defectors, including the use of the lie detector, was the responsibility of the CABEZONE officers. Afterward, if approved by CABEZONE, the defectors would be turned over to HARVARD for relocation and resettlement. The number of resettlements from 1953 through 1961:

1953                95

1954                182

1955                61

1956                114

1957                194

1958                90

1959                93 

1960                56

1961                74

For example, during the fiscal year 1953, HARVARD successfully resettled 95 defectors, of which 55 were resettled between 1 January and 1 July 1953. HARVARD provided for,  

·      immediate housing and subsistence on the local economy, 

·      arranges for documentation and legal status in Germany, 

·      takes care of personal needs, welfare, and morale problems,

·      arranges for physical examinations and medical and dental care when indicated, 

·      arranges for language instruction and apprenticeship training, 

·      handles official formalities involving births, weddings, name changes, European travel, etc., and 

·      arranges for transportation to resettlement destination


July 17, 2022

CIA's Cold War Project AEROOT Accomplishments, 1955-1958 ©


Below is a list of achievements of the CIA Project AEROOT involving early Cold War operations into Estonia as listed in the 2 April 1957, Memorandum for the Chief of Foreign Intelligence: 

Subject: Request for renewal of Project AEROOT

This is a continuing project on Foreign Intelligence (FI) operations involving Estonia and Estonian nationals of the USSR. The original AEROOT Project was approved on 13 May 1953 under Basic Plan AEBASIN and has been continued by means of renewals and extensions to 31 October 1956

Summary of AEROOT accomplishments in the period 5 April 1955 to 1 November 1956: 

a. Recruited and trained two REDSOX agents. *

b. Recruited three REDSKIN agents. **

c. Recruited two Soviet Estonian residents as informers. 

d. Detected and followed up with three Russian Intelligence Service (RIS) agents from Estonian SSR in cooperation with Swedish and British intelligence services. 

e. Interrogated and caused confessions of two RIS agents from Estonian SSR. 

f. Spotted one principal agent (P/A) candidate for work in cooperation with Finnish IS. 

g. Recruited one agent for a repatriation mission to Estonian SSR. 

h. Recruited a merchant seaman qualified to visit Soviet ports. 

i. Recruited two mail drops for S/W correspondence with Estonian SSR. 

j. Detected RIS control of a Swedish IS agent in Estonian SSR, with whom we also were in unilateral communication. 
k. Established, with the aid of a liaison, that all Swedish and British IS agent assets in Estonian SSR were under RIS control. 

1. Provided two PM agent candidates for Hot War covert operations training. 

m. Thirteen reports were disseminated, of which three were judged to be of considerable value and ten of value, probably true. 

n. Expanded our network of emigre informants in several countries dealing with matters of interest to Clandestine Services. 


From 1 November 1956 to 31 March 1958, project AEROOT's accomplishments included: 


a. Recruited, trained, and dispatched a contract agent under deep cover in Finland. His mission was to exploit REDSKIN leads obtained from his Finnish contact and resident Estonian nationals in Finland.


b. Spotted a recruit for development as a resident foreign intelligence (FI) agent for the exploitation of REDSKIN channels in Finland. 



* Operations involving the illegal return of defectors and emigres to USSR as agents

** Operations involving legal methods of placing, recruiting, and communicating with agents within the USSR.